[KR11649] - Senior Compliance Manager - Kendrick Rose

Our client is a leading company in their field. They are independently owned and are growing. They are looking for a Senior Compliance Manager to join the group. The successful person will be responsible for the day to day compliance function of the Firm. Advising and reporting to the Board on business issues and standards. Ensuring policies and procedures comply with regulatory Code(s) of Practice, money laundering laws, orders, handbooks, etc. and are being adhered to within the firm.

Key Person Roles:
• Act as the appointed Compliance Officer for the Firm
• Act as a deputy Money Laundering Reporting Officer for the Firm
• Provide all three Key Person roles for client entities, as required

Management:
• Manage the training of staff within the department and more generally assist in training the business where this relates to AML and related procedures, providing regular information feedback and identifying any additional training needs to the Board/ Committees of the Board(s).
• Managing staff within the department including mentoring, counselling, compliance with standard policies and procedures, recruitment, discipline, resourcing, training and development. Carry out appraisals as necessary.
• Set SMART objectives for staff reports, ensuring regular 1:1’s and feedback is being delivered throughout the year, supporting the annual appraisal process.

You will have an excellent understanding of Corporate and Trust Structures, excellent organisational ability, excellent understanding of AML legislation relative to own work, awareness of the Firm’s procedures relative to own work, recognised Industry Professional qualification and a minimum of 7 years in a financial services environment preferably with relevant management experience.

Features & Requirements

Further Information

Location: Jersey

Profession: Compliance

Salary: £80000.00 - £90000.00

Contact Details

Phone: 01534715150

Email: info@kendrickrose.com

Related Downloads

Apply for this job

X

Applying for: Job position

Simply fill in your details below and we will forward your enquiry to Kendrick Rose . We do not retain a copy of your correspondence or attached file(s) - they are passed directly to the advertiser.
Fields marked with a * are mandatory.

Browse... .pdf, .doc, .docx only

It's easy to stay current with blglobal.co.uk.

Just sign up for our email updates!

Yes please! No thanks!