[6276] - Compliance Officer - Maven Partners

The Organisation:
Our client, a leading global provider of alternative asset and corporate administration services, is looking for a Compliance Officer.

The Role:
Responsibilities include:
Assist with liaison with Financial Services Regulators at a strategic level
Assist with planning, designing and implementation of an overall regulatory and compliance risk management framework for the Company
Maintaining current knowledge of laws and regulations, keep up to date with all changes and overseeing implementation of any changes into the company.
Assist with the evaluation and impact of regulatory and compliance risks, achieved through the establishment of methodology to compare risks  with criteria established by the Company be it financial, legal and/or environmental factors, capturing continuous improvement from prior exposures and underpin with and own the appropriate treatment plans (acceptance, mitigation and avoidance)
Develop and maintain a compliance assurance regime and support the business in developing relevant mitigating controls.
Work closely with Senior Management and the Board to ensure all strategic challenges are recognised and that the framework and appetites established remain agile, appropriate and encompass the evolving profile.
Provide regulatory and compliance input and support to the Board on business acquisition and divestments  and lead all relevant work streams in such activities
Provide support to the Company’s Compliance Officers and other key person functions such as MLRO and MLCO.
Develop, co-ordinate and participate in an educational and training program that focuses on all elements of compliance and seeks to ensure that all appropriate employees and management understand and comply with jurisdictional regulations. 
Assist with the provision of regular reports and key metrics to the Board and Divisional Heads so that they have line of sight and understanding of the most significant risks within their areas.

The Person:
You will possess the following key characteristics:
Highly developed communication and influencing skills with the ability to engage and build relationships across the organisation and externally
Be recognised as a senior leader with proven track record of assisting the business to effectively manage all types of regulatory risk
Have knowledge of multijurisdictional financial services and regulatory context with the experience of best practice risk and governance frameworks, methodologies and emerging practice.  Demonstrate subject matter expertise in the markets that Sanne operates.  
Professionally qualified
At least 10 years’ experience in senior regulatory/compliance roles
Able to inspire trust and confidence and to promote a strong culture of honesty, trust and openness.  

Features & Requirements

Further Information

Location: Jersey

Profession: Compliance

Salary: Negotiable

Contact Details

Phone: 01534864771

Email: sarahgarrood@mavenpartners.net

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