[6158] - Head of Client Compliance - Maven Partners

The Organisation:
Our client, an international group that provides advice with trust, tax and accounting services, is looking for a Head of Client Compliance to join their Compliance team.

The Role:
Responsibilities include:
General day to day oversight of client compliance matters, including the identification and delivery of training to any junior members of the team and ongoing analysis of duties undertaken.
Act as CO/MLCO/MLRO where required.
Lead the delivery of key regulatory correspondence and reports such as the Compliance Monitoring Plan, the annual Business Risk Assessment and regular compliance reports for clients, including the escalation and tracking of any findings.
Ongoing analysis of the effectiveness and adequacy of documented Policies and Procedures, ensuring any changes to the regulatory environment are sufficiently considered and revised requirements implemented via the internal change management process.
Provision of support and guidance to clients on applicable regulatory and AML issues.
Ongoing analysis of the effectiveness and adequacy of client compliance solutions provided by the organisation.
Act as a compliance representative at client board meetings as and when required.

The Person:
You will possess the following key characteristics:
A minimum of 5 years compliance experience in a senior compliance role.
Extensive knowledge of a funds environment.
Professional Compliance Qualification at Diploma level.
Highly organised and self-sufficient but with the ability to work as a team player.
Ability to manage own workload and prioritise accordingly.
Excellent level of understanding of the Jersey regulatory environment and previous experience of dealing with the JFSC.
Good interpersonal skills, with the ability to communicate professionally at all levels.
A high level of tact, diplomacy and confidentiality is essential due to the nature of the work.

Features & Requirements

Further Information

Location: Jersey

Profession: Compliance

Salary: Negotiable

Contact Details

Phone: 01534864771

Email: sarahgarrood@mavenpartners.net

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