[6112] - Compliance Manager - Maven Partners

The Organisation:
Our client, a provider of a wide range of bespoke professional services, is looking for a Compliance Manager to join their team.
The client will also consider reduced hours.

The Role:
Responsibilities include:
To act as the designated Compliance Officer and Money Laundering Compliance Officer for the funds business and its funds clients where applicable.
To actively manage and be a senior point of contact for the team and clients for compliance related matters, ensuring that the business remains up to date with legislative and regulatory updated.
Assist the team in the creation and management of systems and controls to provide the highest standard of services to our clients.
Take particular responsibility for the ongoing development and drafting of policies and procedures, and training thereof.
Ensure that the business considered risk on a regular basis and the robust controls for risk management are operationally within the business.
Work with the team to ensure that for all fund and managed entity clients, the appropriate reporting, monitoring, procedures and risk controls are in place ensure compliance the relevant legislation.
Review new business and due diligence as provided by the clients and investors and deliver timely sign off of new business.
Be actively involved in the consideration of new business at an early stage and in the overall risk landscape of the business as it develops.

The Person:
You will possess the following key characteristics:
Ability to provide senior review and oversight within tight timeframes for all compliance related tasks.
Ability to support the team in delivery of the organisations services, whilst considering business and regulatory risk, escalating as required.
Ability to act in a commercial and pragmatic manner, whilst ensuring the organisation adheres to all legal and regulatory requirements and internal procedures.
Be able to competently and confidently deal with both internal and external stakeholders, providing reporting and guidance on compliance matters as required.
The post holder will have a minimum of 5 years experience in the financial services industry, have a sound understanding of funds and possess a recognised compliance qualification (ICA or equivalent).

Features & Requirements

Further Information

Location: Jersey

Profession: Compliance

Salary: Negotiable

Contact Details

Phone: 01534864771

Email: sarahgarrood@mavenpartners.net

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