[6097] - Compliance Manager - Funds - Maven Partners

The Organisation:
Our client, an alternative investment, corporate and private client administrator, is looking for a Compliance Manager - Funds to join their Compliance team.

The Role:
Responsibilities include:
Appointed Compliance Officer on all the FSB Managed Entities and Certified Funds.
Regular monitoring of processes on a rock based approach in order to identify trends in non-compliance and identification of root causes and reporting of same.
Maintenance of registers as required by the Financial Services (Jersey) Law 1988 - Codes of Practice.
Signing off on the adequacy of CDD for new and existing business across the organisation to include the maintenance of relevant Compliance records.
Regular sampling of entities to include producing analysis of the results and monitoring the central record of any deficiencies highlighted.
Collating information and preparation of reports to provide key information to both the board and managers on both a regular and ad-hoc basis.
Defining, undertaking and/or assisting with ad hoc compliance related projects.

The Person:
You will possess the following key characteristics:
5 years or more fund administration and/or Jersey compliance experience.
Sound technical knowledge with a comprehensive understanding of local legislatory, regulatory and codes of practice relating to the trust industry.
Excellent interpersonal skills and the ability to influence and communicate clearly and effectively with colleagues at all levels.
Computer literacy is essential.
Enthusiasm and flexibility.
Able to deal comfortably with staff at all levels.
Methodical and accurate approach with an eye for detail.
Self motivated and proactive.
The ability to manage time effectively and to prioritise and organise workflow.
Analytical and investigative skills.

Features & Requirements

Further Information

Location: Jersey

Profession: Compliance

Salary: Negotiable

Contact Details

Phone: 01534864771

Email: sarahgarrood@mavenpartners.net

Related Downloads

Apply for this job

X

Applying for: Job position

Simply fill in your details below and we will forward your enquiry to Maven Partners. We do not retain a copy of your correspondence or attached file(s) - they are passed directly to the advertiser.
Fields marked with a * are mandatory.

Browse... .pdf, .doc, .docx only

Want to know when we publish new content?

All you need to do is sign up for our newsletter.You'll receive a daily summary email of new items which have been published.

Please be advised that the volume of Business News articles which we publish is fairly high and you should expect to receive an email most days.

You can update your preferences at any time by registering for a blglobal.co.uk account and visiting the 'Your Profile' page.



Subscribe

It's easy to stay current with blglobal.co.uk.

Just sign up for our email updates!

Yes please! No thanks!