[KR11114] - Senior Manager Compliance - Kendrick Rose

As the Senior Manager you will have responsibility for the day to day compliance and anti-money laundering function of the business. Advising and reporting to the Board on business issues and standards and ensuring compliance with all policies and procedures.

Key Accountabilities will include; supervising and assisting in the take on of new business including completion of take on forms and risk matrices etc. Checking adequacy of CDD documentation / processing and filing of same. Carrying out of third party searches such as World Check, C6, internet searches and sanctions checks as part of the take on process and as and when required at other times. Liaison notice checks / Sanctions checks on an ad hoc basis and on receipt of notifications. Set up close down forms as and when required / complete / circulate to various parties / update database as required. Upkeep of CDD records, provide reporting to business units/individuals where deficiencies noted. Ad hoc reporting using Unity database/Excel. Supervise and assist Compliance Officers with CPD programme for staff members and up keep of CPD summary report.

The successful candidate must have excellent knowledge of Corporate and Trust Structures. An understanding of AML/ Trust Company Business/ Funds Business legislation and code of practice. You will preferably hold or near completion of at least a Table 5 qualification and have a recognised Industry Professional Qualification. A minimum of 7 years in a financial services environment with relevant management experience and 4-5 years Compliance experience is required.

Features & Requirements

Further Information

Location: Jersey

Profession: Compliance

Salary: Negotiable

Contact Details

Phone: 01534715150

Email: info@kendrickrose.com

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