[KR11083] - Senior Compliance Analyst - Kendrick Rose

The purpose of this role is to provide hands on support to the compliance team within the Jersey office assisting with the day to day compliance activities working with the team to implement the Groups compliance strategy.

Key responsibilities:
• Promote awareness of, and compliance with, the Groups policies and procedures.
• Responsible for performing the day-to-day compliance activities, monitoring and reporting, ensuring that the client Compliance Monitoring Programme’s (“CMP”) are performed to the standard required by the business and the JFSC and completed within the relevant time frame, includingcarrying out testing.
• Acting as a principle point of contact for the client facing teams of regulated fund structures.
• Assisting the compliance manager with the completion of new client checklists.
• Responsible for the circulation and review of periodic client reviews providing a summary to the risk committee as required.
• Maintaining a log of regulatory correspondence keeping it up to date at all times.
• Maintaining a register of regulatory updates and the resulting action points.
• Ensuring data protection filings are made within the applicable timeframes.
• Maintaining a centralised list of client entities.
• Monitoring and reporting to the compliance manager on the submission of statistical returns to the regulator.

Skills, knowledge, expertise:
You may hold a university degree or equivalent in Business, Economics, Commerce or other relevant subjects or an equivalent professional qualification.
Ideally at least 5 years’ experience in a compliance role within the financial services sector.
Experience and knowledge of Funds would be an advantage but not essential.

Features & Requirements

Further Information

Location: Jersey

Profession: Compliance

Salary: £40000.00 - £45000.00

Contact Details

Phone: 01534715150

Email: info@kendrickrose.com

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