[13179] - Compliance Officer - Maven Partners

The Organisation:
Our client has nurtured an outstanding reputation, in the local and international market, as a multi-disciplinary professional services firm of choice for both clients and employees alike. There is currently a need for a Compliance Officer to take responsibility for the global fiduciary arm of the business, working alongside the Group Head of Risk & Compliance to ensure that the high regulatory standards expected is maintained. Stakeholder management skills, an ability to work autonomously, and strong TCB knowledge are all essential attributes for the post-holder.

The Role:

Responsibilities include:

• Acting as the primary point of contact and compliance advisor for the fiduciary business, providing guidance where needed
• Promoting and fostering a ‘compliance culture’ across the whole firm and to be a trusted and approachable resource for all employees
• Undertaking the Compliance Officer role for fiduciary entities
• Managing specific controls in conjunction with the wider Risk & Compliance team, including complaints, incidents, high risk matters, conflicts, and licence arrangements
• Monitoring regulatory developments in Jersey, primarily focusing on fiduciary matters and overseeing the review of policies where required
• Representing the firm at external risk management networking events and conferences

The Person:

You will possess the following key characteristics:

• At least 5 years experience working in a Compliance, Risk, or control function within a fiduciary business
• Proven track record of high performance in a registered compliance role
• In depth understanding of the Trust Company Business’ Codes of Practice
• Broad and deep knowledge of a multi-disciplinary and multi-jurisdictional business
• Desire to actively encourage a positive working environment and collaboration at all levels

Features & Requirements

Further Information

Location: Jersey

Profession: Financial Services

Salary: Negotiable

Contact Details

Phone: 01534864771

Email: lukewright@mavenpartners.net

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