[13133] - Head of Compliance Monitoring - Maven Partners

The Organisation:

Our client, a global banking and fiduciary services provider with a distinct continental focus, is looking for an analytical and conscientious Compliance professional to join them as their Head of Compliance Monitoring. The role will focus on providing independent assurance to their four main service lines: wealth management, trust, funds, and deposit taking. Please do get in touch to find out some more details on an informal, confidential, basis.

The Role:

Responsibilities include:

• Development of an annual Compliance monitoring plan which strategically covers key Compliance risk exposures
• Act as Deputy MLRO for the business and provide cover for the MLRO when necessary
• Proactive identification of updated legislation changes that impact business areas
• Tracking and executing monitoring actions and escalations points
• Driving the culture of Compliance throughout the business
• Delivering strategic, thematic, and structural reviews which maintain high levels of assurance

The Person:

You will possess the following key characteristics:

• At least 7 years experience in a Compliance function, with 4 these relating specifically to Compliance Monitoring
• Ideally, experience in both the fiduciary and banking sector
• A relevant qualification (such as ICA Diploma)

Features & Requirements

Further Information

Location: Jersey

Profession: Compliance

Salary: Negotiable

Contact Details

Phone: 01534864771

Email: lukewright@mavenpartners.net

Related Downloads

Apply for this job

X

Applying for: Job position

Simply fill in your details below and we will forward your enquiry to Maven Partners. We do not retain a copy of your correspondence or attached file(s) - they are passed directly to the advertiser.
Fields marked with a * are mandatory.

Browse... .pdf, .doc, .docx only

Want to know when we publish new content?

All you need to do is sign up for our newsletter.You'll receive a daily summary email of new items which have been published.

Please be advised that the volume of Business News articles which we publish is fairly high and you should expect to receive an email most days.

You can update your preferences at any time by registering for a blglobal.co.uk account and visiting the 'Your Profile' page.



Subscribe

It's easy to stay current with blglobal.co.uk.

Just sign up for our email updates!

Yes please! No thanks!