JFSC to hold compliance monitoring webinar

Posted: 05/02/2021

The Jersey Financial Services Commission has announced that it will be holding a compliance monitoring (CMP) webinar on Wednesday 24 February at 14:00.

At the webinar, JFSC Examinations Head of Unit Amanda Reilly and Senior Manager Nicky Fagan will focus on the value of effective CMP, which enables senior managers to show they have implemented and maintained adequate and effective systems and controls.

The event is designed to remind regulated businesses of the importance of CMP, after the Commission's themed examination last year identified several businesses failing to adhere to guidance published in December 2013.

Some of these findings related to policies and procedures, record-keeping, corporate governance and risk assessments.

The webinar will cover:
• What compliance monitoring is and why it's important
• Regulatory requirements
• Findings from the JFSC's recent CMP thematic
• Action the Commission will be taking following the thematic
• Action the Commission expects industry to be taking

The event will be free to join. To sign up, click here


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